You are here

Antitrust Policy

ANTITRUST POLICY

INTRODUCTION.

The mission of the OpenDaylight Project, Inc. (“ODP”) is to facilitate a community-led, industry-supported open source framework, including code and architecture, to accelerate and advance a common, robust Software-Defined Networking platform ("Technical Work Product"). Such Technical Work Product shall be efficient and promote innovation by eliminating duplicative R&D efforts, attaining economies of scale, and enabling synergies between developers. The purpose of this Antitrust Policy (the “Policy”) is to avoid antitrust risks in carrying out this procompetitive mission.

It is ODP’s policy to comply with all applicable state and federal antitrust and trade regulation laws, and applicable antitrust/competition laws of other countries (collectively, the “Antitrust Laws”).  The penalties for violating the Antitrust Laws can be severe, including treble damages in the U.S., and large fines and imprisonment of individuals found guilty of illegal conduct in the U.S. and other countries.  The U.S. Supreme Court has ruled that a trade association may be held legally responsible for the unauthorized, as well as authorized, illegal acts of its members.

ODP will use its best reasonable efforts to comply in all respects with the Antitrust Laws.  In addition, all members of ODP (collectively, “members”) must likewise use their best reasonable efforts to comply in all respects with the Antitrust Laws and this Policy in carrying out ODP-related activities, as must all non-members who participate in such activities, whether directly or indirectly, including without limitation, participants in ODP’s working groups and advisory councils, and ODP’s employees, consultants, directors and officers (all such non-member participants, “participants”).

The goal of Antitrust Laws is to safeguard vigorous competition.  Nothing in this Policy, or in any ODP document or policy, prohibits or limits the ability of ODP members or participants to make, sell or use any product, or otherwise to compete between them or with non-ODP members in the marketplace.  This Policy provides general guidance on compliance with Antitrust Law.  Members and participants should contact their respective legal counsel to address specific questions.

This Policy is conservative and is intended to promote compliance with the Antitrust Laws, not to create duties or obligations beyond what the Antitrust Laws actually require.  In the event of any inconsistency between this Policy and the Antitrust Laws, the Antitrust Laws preempt and control.

This Policy shall be provided to all members and participants in ODP.

The following policies address three areas in which the Antitrust Laws are particularly concerned: Membership; Conduct of Meetings; and Technical Work Product/Requirements.

Membership.

ODP membership shall be made available on reasonable terms to all individuals and entities meeting the qualifications established by ODP for membership, as set forth in ODP’s bylaws.  No applicant for membership who meets the membership criteria should be rejected for any anti-competitive purpose or solely for the purpose of denying the applicant the benefits of membership.

Any final ODP information, materials, or reports available to members shall be made available to non-members on reasonable terms, when failure to make them available will impose a significant economic or competitive disadvantage or cost to non-members.

Conduct of Meetings.

At meetings among actual or potential competitors, there is a risk that participants in those meetings may improperly disclose or discuss information in violation of the Antitrust Laws, or otherwise act in an illegal anti-competitive manner.  To avoid this risk, ODP members and participants must adhere to the following policies when participating in ODP-related or sponsored meetings, conference calls, or other forums:

ODP members and participants must not, in fact or appearance, discuss or exchange information regarding:

  • An individual company’s current or projected prices, price changes, price differentials, markups, discounts, allowances, terms and conditions of sale, including credit terms, etc., or data that bear on prices, including profits, margins or cost.

  • Industry-wide pricing policies, price levels, price changes, differentials, or the like.

  • Actual or projected changes in industry production, output, capacity or inventories.

  • Matters relating to bids or intentions to bid for particular products, procedures for responding to bid invitations or specific contractual arrangements.

  • Plans of individual companies concerning the design, characteristics, production, distribution, marketing or introduction dates of particular products, including proposed territories or customers.

  • Matters relating to actual or potential individual suppliers that might have the effect of excluding them from any market or of influencing the business conduct of firms toward such suppliers.

  • Matters relating to actual or potential customers that might have the effect of influencing the business conduct of firms toward such customers.

  • Individual company current or projected cost of procurement, development or manufacture of any product.

  • Individual company market shares for any product or for all products.

  • Confidential or otherwise sensitive business plans or strategy.

In connection with all ODP-related meetings, conference calls, or other forums for exchange of information, members, potential members, and participants must do the following:

  • Understand the purposes and authority of each ODP committee, working group, advisory council, or other group in which they participate.

  • Consult with their respective counsel on all antitrust questions related to ODP meetings.

  • Protest against any discussions that appear to violate these policies or the Antitrust Laws, leave any meeting in which such discussions continue, and either insist that such protest be noted in the minutes, if occurring during a meeting, or make such protest known to the Legal Counsel of ODP (see Contact Information, below).

Technical Work Product/Requirements.

ODP and its working groups will create Technical Work Product, and may establish standards, technical requirements and/or specifications for ODP-based products (collectively, “Requirement(s)”).  The use of any Technical Work Product and adoption of any such Requirements shall in all cases be voluntary.  Members and participants shall not enter into agreements that prohibit or restrict any member or non-member from using any alternatives to Technical Work Product, or from establishing or adopting any other Requirements.  Members and participants shall not undertake any efforts, directly or indirectly, to prevent any firm from using any alternative to a Technical Work Product, or from manufacturing, selling, or supplying any product not conforming to a Requirement.

Parties who may be affected by a Requirement adopted by an ODP working group shall be given the opportunity to comment on the development of any such Requirement, regardless of whether they are members of ODP.  ODP and its working groups will publish all proposed Requirements on a publicly available web page of the ODP website for a reasonable period of time prior to formal adoption, and shall consider comments to those proposed requirements prior to adopting a final requirement.

ODP working groups shall develop and select requirements based on their quality, technological attributes and ability to address the needs of ODP users.  ODP working groups shall not promote standardization of commercial terms, such as terms for license and sale.

All participants in ODP working groups shall abide by all applicable rules, policies and procedures adopted by ODP or the applicable working group, as updated from time to time (collectively “ODP Policies”).  Requirements developed by ODP working groups shall not incorporate any information that is proprietary, confidential, or otherwise would require a manufacturer, developer, or end-user of a product conforming to the requirements to obtain a license or permission from any third party to use the requirements.  When participating in the development of requirements, members and participants in the process shall not contribute information that is proprietary, confidential or otherwise protected by rights belonging to that member, participant, or any third party except as may be permitted in accordance with ODP Policies.

Legal Review.

ODP’s policy is to discuss thoroughly with legal counsel any proposed programs or policy decisions before they are implemented.  If any member or participant has any question as to the legality of a proposed course of action, the matter should be immediately referred to the ODP corporate counsel Andrew Updegrove, at andrew.updegrove@gesmer.com.  In this manner, ODP can ensure continued pursuit of its legitimate objectives with maximum protection for members and participants.

Contact Information.

To contact ODP regarding matters addressed by this Antitrust Policy, please send an email to andrew.updegrove@gesmer.com, and reference “Antitrust Policy” in the subject line.

///

As adopted by the Board of Directors on April 10, 2013